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Aired On
May 18 2021
2:00 pm - EDT
Image Best Practices for an Effective RIA and Private Funds Compliance Program Watch on GoTo Webinar

 

  • Considerations, challenges and recent risk alerts
  • Compliance program best practices – Creating a culture of compliance, operationalizing your program and completing tasks
  • RIA in a Box resources and solutions – Registration, On-Going Compliance, Fund Compliance

Contributed By:

RIA In A Box

Presented By:

head shot Brittany Pride

Brittany Pride

Regional Account Executive

RIA in a Box

head shot Steven MacNamara

Steven MacNamara

IBKR Institutional Sales

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